Nex Systems
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Anthony Joseph Graziano

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/08/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066887201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Anthony Joseph Graziano (Respondent) General Securities Principal CRD No. 2862096 Pursuant to FINRA Rule 9216, Respondent Anthony Joseph Graziano submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2020066887201data-portal.finra.orgfinra.org

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