Nex Systems
Type not stated

ANTHONY M. QUIRINI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/23/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C8A050058 TO: Department of Enforcement NASD RE: David A. Noyes & Company (CRD No. 205) and Anthony M. Quirini Sales Supervisor (CRD No. 369593) Pursuant to Rule 9216 of NASD Code of Procedure, we, David A. Noyes & Company and Anthony M. Quirini (hereinafter collectively referred to as "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II

    Reference C8A050058data-portal.finra.orgfinra.org

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