Nex Systems
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ANTHONY MEDIATE III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/27/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018517201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony Mediate, IiI, Respondent General Securities Representative CRD No. 2449614 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Anthony Mediate, III ("Mediate" or ''Respondent") submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2009018517201data-portal.finra.orgfinra.org

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