Nex Systems
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ANTHONY MILLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0620020559-01 TO: Department of Enforcement NASD RE: Anthony Miller, Respondent General Securities Representative CRD No. 2425850 Pursuant to Rule 9216 of NASD Code of Procedure, I, Anthony Miller ("Miller"), submit this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the

    Reference E062002055901data-portal.finra.orgfinra.org

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