Nex Systems
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Anthony P. Mashintonio

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031093901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony P. Mashintonio, Respondent General Securities Representative and General Securities Principal CRD No. 839330 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2012031093901finra.orgdata-portal.finra.org

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