Nex Systems
Type not stated

Anthony Pace

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/03/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052475702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Anthony Pace, Respondent CRD No. 2481049 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Anthony Pace submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations

    Reference 2017052475702data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.