Nex Systems
Type not stated

ANTHONY SPAGNOLO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/30/2013: FINANCIAL INDUSTRY REGULATORY AuTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. NATHALO MENENDEZ (CRD 4882003), XXXXXX XXXXXXXXX XXXX XXXXXXXXX BRIAN SANDERS (CRD 2743309), AND ANTHONY SPAGNOLO (4726651), RESPONDENTS. DISCIPLINARY PROCEEDING No. 2009016159110 HEARING OFFICER- The Department of Enforcement alleges: SUMMARY 1. During the period 2007 through 2010, while employed as registered representatives at iTRADEdirect.com (''iTrade"), Respondents

    Reference 2009016159110data-portal.finra.orgfinra.org

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