Nex Systems
Type not stated

ANTON YERESHKIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ANTON YERESHKIN (CRD No. 5452893), Respondent. Disciplinary Proceeding No. 2007011504801 Hearing Officer - LBB DEFAULT DECISION December 5, 2008 Respondent is suspended for one year and fined $5,000 for willful failure to make required disclosures on his Form U4, in violation of Conduct Rule 2110 and IM-1000-1. Appearances Samuel Barkin

    Reference 2007011504801data-portal.finra.orgfinra.org

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