Nex Systems
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Antonio Almeida

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/06/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065073801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Antonio Almeida (Respondent) General Securities Representative CRD No. 3106626 Pursuant to FINRA Rule 9216, Respondent Antonio Almeida submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065073801data-portal.finra.orgfinra.org

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