Nex Systems
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Antonio Molinos

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/22/2025: Between April 2020 and April 2022, Molinos recommended to one retail customer a series of trades that were excessive, unsuitable, and not in the customer’s best interest. As a result, Molinos willfully violated the Best Interest Obligation under Rule 15l-1(a)(1) of the Securities Exchange Act of 1934 (Regulation BI or Reg BI) and violated FINRA Rules 2111 and 2010. For these violations, Molinos is suspended for three months in all capacities.

    Reference 2018056490333finra.orgdata-portal.finra.org

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