Nex Systems
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APOSTOLOS NICHOLAS PAPADEA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/19/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048?44301 TO: Department of Enforcement Industry Regulatory Authority ("FINRA") RE: Apostolos Nicholas Papadea, Respondent Former Registered Rcprcscntative CRD No. 356042 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Apostolos Nicholas Papadea (''Papadea"), submit this Letter of Acceptance, Waiver and Consent ("AWC") Ior the purpose of proposing a settlement of the

    Reference 2015048044301data-portal.finra.orgfinra.org

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