Nex Systems
Type not stated

APRIL BERKHOLDER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/26/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090210296 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: April Berk lolder, Respondent General Securities Representative CRD No. 5001428 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, April Berkholder ("Berkholder"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2009021029609data-portal.finra.orgfinra.org

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