Nex Systems
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ARIC KYLE HEISELMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/28/2008: FINRA LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009474901 To: Department of Enforcement ("Enforcement") Financial Industry Regulatory Authority ("FINRA") Re: Aric Kyle Heiselman ("Heiselman") General Securities Representative CRD 4453249 Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, Aric Kyle Heiselman ("Heiselman") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2007009474901finra.orgdata-portal.finra.org

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