Nex Systems
Type not stated

ARIE BARON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042944301 TO: Department of Enforcement Financial Industry Regulartory Authority ("FINRA") RE: Arie Baron, Respondent General Securities Representative CRD No. 5847939 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. Respondent Arie Baron ("Respondent" or "Baron") submits this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2014042944301data-portal.finra.orgfinra.org

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