Nex Systems
Type not stated

ARJENT SERVICES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/06/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008011644802 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Arjent Services LLC (BD No. 131431), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Arjent Services LLC ("Respondent" or "Arjent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2008011644802data-portal.finra.orgfinra.org

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