Nex Systems
Type not stated

Arlington Securities Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065154601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Arlington Securities, Inc. (Respondent) Member Firm CRD No. 19596 Robert Earl Hillard (Respondent) General Securities Representative CRD No. 1005606 Pursuant to FINRA Rule 9216, Respondents Arlington Securities, Inc. and Robert Earl Hillard submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondents alleging violations based on the same factual findings described in this AWC.

    Reference 2020065154601data-portal.finra.orgfinra.org

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