Nex Systems
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ARMANDO FERNANDEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/02/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034556901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Armando Fernandez, Respondent CRD No. 3079602 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Armando Fernandez, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2012034556901data-portal.finra.orgfinra.org

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