Nex Systems
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ARNOLD REED DURANT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/30/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E062004010901 TO: Department of Enforcement NASD RE: Tejas Securities Group, Inc., Respondent Member CRD No. 36705 Arnold Reed Durant, Respondent General Securities Principal CRD No. 716150 Pursuant to Rule 9216 of NASD Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference E062004010901finra.orgdata-portal.finra.org

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