Arthur Craigg McRae

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/30/2026: Between December 2023 and March 2024, McRae exercised discretion without written authorization in six customers' accounts. As a result, McRae violated FINRA Rules 3260(b) and 2010 and is suspended in all capacities for 15 calendar days and fined $5,000.
Reference 2024083542701data-portal.finra.org finra.org

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