Nex Systems
Type not stated

ARTHUR DARYLL PRYOR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/28/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000553701 TO: Department of Enforcement NASD RE: Arthur Daryll Pryor, Respondent General Securities Representative CRD #1998728 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part n below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me

    Reference 2005000553701finra.orgdata-portal.finra.org

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