Nex Systems
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ARTHUR M. QUINTERO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/20/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100211187-01 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Arthur M. Quintero, Respondent General Securities Representative, Municipal Securities Principal, Financial and Operations Principal CRD No. 1676250 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged

    Reference 2010021118701finra.orgdata-portal.finra.org

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