Nex Systems
Type not stated

Arvest Wealth Management

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/23/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042979701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Arvest Wealth Management, Respondent CRD No. 42057 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Arvest Wealth Management ("Arvest" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2014042979701data-portal.finra.orgfinra.org

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