ASKAR CORP.
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/07/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100210087 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Askar Corp. CRD No. 7512 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Askar Corp. submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any
Reference 2010021008701data-portal.finra.orgfinra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/07/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018558601 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Askar Corp. CRD No. 7512 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Askar Corp. submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any
Reference 2009018558601finra.orgdata-portal.finra.org
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