Nex Systems
Type not stated

AVERY FENNOY BYRD SR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/04/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014038903702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Avery Fennoy Byrd, Sr. (CRD No. 1609092), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Avery Fennoy Byrd, Sr. ("Byrd"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2014038903702finra.orgdata-portal.finra.org

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