Nex Systems
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AVI COHEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/24/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20140423686-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Avi Cohen, Respondent CRD No. 2410714 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Avi Cohen, ("Cohen" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2014042368601data-portal.finra.orgfinra.org

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