Nex Systems
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AVIDAN DANNY FISHMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/18/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. AVIDAN DANNY FISHMAN (CRD No. 2614469), Respondent. Disciplinary Proceeding No.2007008812801 HEARING PANEL DECISION Hearing Officer -- SW Date: September 18, 2008 Respondent is suspended in all capacities from associating with any FINRA member for six months and fined $2,500 for his willful failure to disclose his criminal history

    Reference 2007008812801data-portal.finra.orgfinra.org

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