Nex Systems
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B. Chapman Syme

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/13/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037133102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: B. Chapman Syme, Respondent CRD No. 4279574 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent B. Chapman Syme ("Syme or ''Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2013037133102data-portal.finra.orgfinra.org

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