Nex Systems
Type not stated

B-TRADE SERVICES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/13/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050016956-01 TO: Market Regulation Department NASD RE: B-Trade Services, LLC, Respondent CRD No. 41262 Pursuant to Rule 9216 of the NASD Code of Procedure, B-Trade Services, LLC ("BTRD" or the "firm"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.

    Reference 2005001695601data-portal.finra.orgfinra.org

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