Nex Systems
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BAC Florida Investments Corp.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE NO. 20140412646-02 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: BAC Florida Investments Corp., Respondent Broker-Dealer (CRD No. 19453) Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, BAC Florida Investments Corp. (the "firm" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2014041264602data-portal.finra.orgfinra.org

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