Nex Systems
Type not stated

BANESTO SECURITIES INC.

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/06/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026005801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Banesto Securities, Inc. (BD No. 131165) (now known as Santander International Securities, Inc.), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Banesto Securities, Inc. (now known as Santander International Securities, Inc.) ("Banesto" or the "Firm") submits this Letter of Acceptance, Waiver

    Reference 2011026005801finra.orgdata-portal.finra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/20/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016314901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Banesto Securities Inc., Respondent BD No. 131165 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. Respondent, Banesto Securities Inc, ("Banesto" or the "Firm") submits this Letter

    Reference 2009016314901data-portal.finra.orgfinra.org

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