Nex Systems
Type not stated

Bannon, Ohanesian, & Lecours Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/24/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007205801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bannon, Ohanesian, & Lecours, Inc. Member CRD No. 23757 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bannon, Ohanesian, & Lecours, Inc. ("BOL") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007007205801finra.orgdata-portal.finra.org

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