Nex Systems
Type not stated

Barbara Bonnie Fox

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/09/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058158801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Barbara Bonnie Fox, Respondent General Securities Representative CRD No. 3206840 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2018058158801finra.orgdata-portal.finra.org

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