Nex Systems
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BARBARA MARY BOLK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/27/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012033346801 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Barbara Mary Bolk Investment Company and Variable Contracts Products Representative CRD No. 4312607 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Barbara Mary Bolk, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2012033346801data-portal.finra.orgfinra.org

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