Nex Systems
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Barry Champney

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/26/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045984002 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Vanderbilt Securities, LLC, Respondent CRD No. 5953 Barry Champney, Respondent General Securities Principle CRD 731205 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure,

    Reference 2015045984002data-portal.finra.orgfinra.org

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