Nex Systems
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BARRY DAVID ABRAMS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/15/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039371801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Barry David Abrams (CRD No. 488) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Barry David Abrams ("Abrams" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2013039371801data-portal.finra.orgfinra.org

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