Nex Systems
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Barry John Hartwyk

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/18/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060409301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Barry John Hartwyk, Respondent General Securities Representative CRD No. 1527583 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Barry John Hartwyk submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2018060409301data-portal.finra.orgfinra.org

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