Nex Systems
Type not stated

BARRY M. COBURN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/13/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C11050018 TO: Department of Enforcement NASD RE: Coburn & Meredith, Inc., Member BD No. 164 Barry M. Coburn, Registered Principal CRD No. 49264 Pursuant to Rule 9216 of NASD Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the

    Reference C11050018data-portal.finra.orgfinra.org

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