Nex Systems
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BARRY MICHAEL DONALD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015078601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Barry Michael Donald, Respondent Registered Representative CRD No. 2534882 Pursuant to FINRA Rule 9216 of the FINRA Code of Procedure, Barry Michael Donald ("Respondent" or "Donald") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2008015078601data-portal.finra.orgfinra.org

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