Nex Systems
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Barry Pittman

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/13/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030144801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Barry Pittman (CRD No. 5492220), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Barry Plttman ("Pittman" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2011030144801data-portal.finra.orgfinra.org

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