Nex Systems
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BARRY STEPHEN BROWER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/06/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039751601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Barry Stephen Brower, Respondent General Securities Representative CRD No. 1425551 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Barry Stephen Brower, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2014039751601data-portal.finra.orgfinra.org

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