Nex Systems
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Bay Crest Partners LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/18/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053082701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Bay Crest Partners, LLC, Respondent Broker-Dealer CRD No. 39944 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Bay Crest Partners, LLC (“Bay Crest” or the “firm”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017053082701data-portal.finra.orgfinra.org

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