Nex Systems
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BB&T Investment Services Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/05/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051183701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: BB&T Investment Services, Inc., Respondent CRD No. 363856 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, BB&T Investment Services, Inc. ("BBTIS," the "Firm" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2016051183701data-portal.finra.orgfinra.org

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