Nex Systems
Type not stated

BD4RIA Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/22/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061596401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: BD4RIA, Inc. (Respondent) Member Firm CRD No. 290240 Pursuant to FINRA Rule 9216, Respondent BD4RIA, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019061596401data-portal.finra.orgfinra.org

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