Nex Systems
Type not stated

Beaconsfield Financial Services Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/27/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016047658101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Beaconsfield Financial Services, Inc., Respondent CRD No. 14634 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Beaconsfield Financial Services, Inc. ("Beaconsfield" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2016047658101data-portal.finra.orgfinra.org

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