Nex Systems
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BEAR W. WOZNICK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/22/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20030147263 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bear W. Woznick, Respondent General Securities Representative Limited Representative - Investment Company and Variable Contracts Products CRD No. 3152968 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent (“AWC”)

    Reference 2008014726301data-portal.finra.orgfinra.org

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