Nex Systems
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BECCAH BOMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/05/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018794001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Beccah Boman, Respondent CRD No. 1413701 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Beccah Boman ("Boman" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is submitted on the

    Reference 2009018794001finra.orgdata-portal.finra.org

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