Nex Systems
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Benard Gann

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/23/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059526701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Benard Gann, Respondent CRD No. 2459622 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Benard Gann submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018059526701data-portal.finra.orgfinra.org

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