Nex Systems
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BENEDICT PATRICK TOMMASINO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/27/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011878502 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Benedict Patrick Tommasino, Respondent Former Securities Lending Supervisor (CRD No. 1828742) Pursuant to Rule 9216 of the FINRA Code of Procedure, Respondent Benedict Patrick Tommasino ("Respondent" or "Tommasino") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of settlement of the alleged rule

    Reference 2007011878502data-portal.finra.orgfinra.org

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