Nex Systems
Type not stated

BENELY-LAWRENCE SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/11/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Harper ("Harper") Registered Representative CRD # 4148035 Richard Coskey ("Coskey") Registered Principal CRD # 54880 Bentley-Lawrence Securities, Inc. Broker-Dealer CRD #13174 Respondents. DISCIPLINARY PROCEEDING No. 2007011333401 Hearing Officer Lawrence Bernard ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 11, 2010 INTRODUCTION Disciplinary Proceeding No. 2007011333401 was filed on June 24,

    Reference 2007011333401data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.