Nex Systems
Type not stated

BENJAMIN CENTENO

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/30/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. BARRON MOORE, INC. (CRD No. 123521), MIDAS SECURITIES, LLC (CRD No. 103680), WORLD TRADE FINANCIAL CORPORATION (CRD No. 42638), JASON TROY ADAMS (CRD No. 2137404), FRANK EDWARD BRICKELL (CRD No. 3257725), BENJAMIN ALLAN CENTENO (CRD No. 4213394), PATRICK FRANCIS HARTE, JR. (CRD No. 1865650), WILLIAM E. KASSAR, JR. (CRD No. 2245223), JAY S. LEE (CRD No. 4338187), RODNEY PRESTON MICHEL

    Reference 2005000075703data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.